Regulation Dictionary

Favourite Summary Pub. Date Title
Annex I- draft RTS and ITS on MiFID II and MiFIR Sept. 28, 2015 Annex I- draft RTS and ITS on MiFID II and MiFIR
MiFID II June 12, 2014 Directive 2014/65/EU of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments and amending Directive 2002/92/EC and Directive 2011/61/EU Text with EEA relevance
Delegated Regulation of 18/5/2016 May 18, 2016 COMMISSION DELEGATED REGULATION (EU) of 18.5.2016 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council with regard to definitions, transparency, portfolio compression and supervisory measures on product intervention and positions
Delegated Regulation of 25/4/2016 April 25, 2016 COMMISSION DELEGATED REGULATION (EU) of 25.4.2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council as regards organisational requirements and operating conditions for investment firms and defined terms for the purposes of that Directive
Delegated Directive April 7, 2016 COMMISSION DELEGATED DIRECTIVE (EU) of 7.4.2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to safeguarding of financial instruments and funds belonging to clients, product governance obligations and the rules applicable to the provision or reception of fees, commissions or any monetary or non-monetary benefits
Annex III- Draft ISO 20022 message specification Dec. 23, 2015 Annex III- Draft ISO 20022 message specification
Annexes to the Delegated Regulation April 25, 2016 ANNEXES to the COMMISSION DELEGATED REGULATION supplementing Directive 2014/65/EU of the European Parliament and of the Council as regards organisational requirements and operating conditions for investment firms and defined terms for the purpose of that Directive
Annexes to the Delegated Regulation July 14, 2016 Annexes to the Commission Delegated Regulation (EU)
Q&A on MiFID II Investor Protection Topics Dec. 16, 2016 2016-1444 Q&A on MiFID II Investor Protection Topics
Securities Financing Transaction Reporting March 31, 2017 Technical standards under SFTR and certain amendments to EMIR
MiFIR June 12, 2014 Regulation (EU) No 600/2014 of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments and amending Regulation (EU) No 648/2012 Text with EEA relevance
European Market Infrastructure Reporting Jan. 21, 2017 COMMISSION DELEGATED REGULATION (EU) 2017/104 of 19 October 2016 amending Delegated Regulation (EU) No 148/2013 supplementing Regulation (EU) No 648/2012 of the European Parliament and of the Council on OTC derivatives, central counterparties and trade repositories with regard to regulatory technical standards on the minimum details of the data to be reported to trade repositories