Regulation Dictionary

Nickname Document Section Subsection Article or Table Starting on Page
Details of the reference data to be provided for the purpose of transparency calculations The RTS RTS 2 Annex IV Table 2 167
Details to be reported in transaction reports The RTS RTS 22 Annex I Table 2 443
Record keeping of client orders and decision to deal DA Annexes Annex IV Section 1 None 18
Record keeping of transactions and order processing DA Annexes Annex IV Section 2 None 19
HFT - Information relating to outgoing and executed orders The RTS RTS 6 Annex II Table 3 236
HFT - Information relating to every initial decision to deal and incoming orders from clients The RTS RTS 6 Annex II Table 2 229
Information on the top five execution venues and quality of execution obtained The RTS RTS 28 None Article 2 543
QoE - General Information The RTS RTS 27 None Article 3 522
QoE - Price The RTS RTS 27 None Article 4 523
QoE - Costs The RTS RTS 27 None Article 5 525
QoE - Likelihood of execution The RTS RTS 27 None Article 6 526
QoE - Continuous Auction & Quote Driven The RTS RTS 27 None Article 7 527
Qoe - RFQ Venues The RTS RTS 27 None Article 8 529
Description of types of systems DA Annexes (Amended) None Annex I None 2
Transparency obligation Delegated Regulation of 18/5/2016 None Chapter II Article 11 16
Details to be reported as financial instrument reference data The RTS 23 Annex Table 3 471
Classification of commodity derivatives The RTS RTS 23 Annex Table 2 468
List of details for the purpose of post-trade transparency (RTS 1) The RTS RTS 1 Annex I Table 3 28
List of details for the purpose of post-trade transparency (RTS 2) The RTS RTS 2 Annex II Table 2 66
List of details for the purpose of post-trade transparency (DA) DA Annexes (Amended) None Annex II Table 2 3
List of flags for the purpose of post-trade transparency (RTS 1) The RTS RTS 1 Annex 1 Table 4 31
Trading venue record keeping The RTS RTS 24 Annex Table 2 490
List of flags for the purpose of post-trade transparency The RTS RTS 2 Annex II Table 3 71
MiFID II Definitions MiFID II Title 1 Scope & Definitions Section 1 Article 4 Definitions 382
Best Execution Q&A Q&A on Investor Protection 1 None Question 7 16
EMIR Parties to the Contract None Article 9 5
EMIR 2a - Contract Type None Article 9 8
EMIR 2b - Contract Information None Article 9 8
EMIR 2c - Details on the Transaction None Article 9 9
EMIR 2d - Risk Mitigation/Reporting None Article 9 11
EMIR 2e - Clearing None Article 9 11
EMIR 2f - Interest Rates None Article 9 11
EMIR 2g — Foreign Exchange None Article 9 13
Securities Financing Transaction Reporting SFTR Details to be reported to Trade Repositories Annex 1 Article 4 234
EMIR 2h — Commodities and emission allowance General Article 9 13
EMIR 2h — Commodities and emission allowance Energy Article 9 13
EMIR 2i - Options None Article 9 14
EMIR 2j — Credit derivatives None Article 9 15
EMIR 2k — Modifications to the contract None Article 9 16